The Standard Investment Advisory Agreement is a customizable standard agreement used with advisory clients that covers discretionary and/or non-discretionary management services and fees as well as the general terms and conditions of the advisory relationship. The Advisory Agreement serves as an important part of an investment adviser’s overall compliance program by meeting certain books and records requirements under SEC Rule 204-2(a)(10) and/or similar state requirements by maintaining written agreements entered into by the investment adviser with any client or otherwise relating to the business of such investment adviser. Members also downloaded Standard Financial Planning Agreement.

Version/Update: V.4/October 19, 2018

Total Page Count: 7

Source/Author(s): Connexien