The Investment Adviser New Form ADV Part 1A Amendment Update Form serves as a quick reference guide & completion form in response to SEC Release No. IA-4509 (Form ADV and Investment Advisers Act Rules) effective October 1, 2017.  The revised Form ADV Part 1A replaces the previous Form ADV Part 1A and contains new, different, and revised items to enhance the reporting and disclosure of information by investment advisers.  This Update Form highlights the relevant section updates, provides guidance on corresponding responses and includes reference items for quick and easy completion of updates.  Advisers filing an initial/amended Form ADV on or after October 1, 2017 will be required to provide responses to the form revisions as adopted.

Version/Update: V.1/September 12, 2017

Total Page Count: 18

Source/Author(s): Connexien